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Governance / Compliance
Risk Management / Conduct Risk
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Extended Bio of Harry Pretorius

Academic Qualifications

LLB
Post Grad Cert. Compliance Management
EO 066 (TEI)
C. Prof (SA)
ICCP (IFCA)
Admitted Attorney and Notary Public

Core Skills

Harry exercises strong commercial judgement that aligns seamlessly with industry-relevant legislation, regulation and ethics. Harry’s core strength lies in initiating, developing and directing various legal, compliance and regulatory functions in an organisation along with building highly motivated personnel to sustain and advance these areas. Taking a pragmatic approach to people leadership, he works constructively across the organisation while managing, mentoring and developing teams of multi-skilled, multicultural staff to collaborate effectively with regional and global units. Harry is a management asset providing executive guidance and support in the legal, governance, ethics and regulatory compliance arena.

Extended Bio of Tsholofelo Pooe

Academic Qualifications

BCom Banking
RE1 and RE5
SLP
Wealth Management
Dip. PRCom
Dip MBM

Core Skills

Seasoned practitioner with extensive governance, risk and compliance experience and a focus on new business start-ups establishing strong operational foundations. Solid background of developing and implementing strategies to advance risk management priorities and translate complex regulatory requirements into an easy-to-understand format. Collaborative leader skilled at facilitating cross-functional teams with competing priorities to achieve shared goals. Proven history of fostering and maintaining relationships with stakeholders at varying levels of both internal and external to an organisation to drive productive change. Analytical professional adept at reviewing existing processes and identifying opportunities to enhance overall effectiveness.